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Course Descriptions

As of 6/2/2020 4:59:48 AM

Securities Reg Practicum

This class will be offered only to students who are enrolled in (or have previously taken) the 743 Securities Regulation class. We will focus on topics that commonly arise in a corporate securities law practice, with an emphasis on entry-level issues encountered by junior associates in a law firm and in-house practitioners on a day to day basis. Topics will include, among others: research and writing in a corporate setting; MD&A subtleties; Reg. FD issues; forward-looking statement protections; drafting the 10-K and 10-Q; proxy statement preparation; and responding to an SEC inquiry or investigation. The class will be centered on analysis of, and suggested approaches to, real world situations and may include in-class exercises. There will be a take-home final.