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Winter 2021 Class Descriptions

As of 10/23/2020 7:06:32 AM

Securities Regulation

This course covers the regulation of securities offerings and trading under the Securities Act of 1933 and the Securities Exchange Act of 1934. It examines offerings and the registration process under the Securities Act, along with reporting requirements under the Exchange Act. The course will also cover fraud, insider trading and civil liabilities under both Acts.

4.00 hours